Hearing Date: 8/22/2019

Action: Found guilty and fined $1,500; follow up audit to be conducted of his files in ninety (90) days from the date of the Order

Section: Section 34-27-36(a)(31); Rule 790-X-3-.13

Failed to have the Real Estate Brokerage Services Disclosure forms in thirty-one (31) sales transaction files.

Hearing Date: 8/22/2019

Action: Found guilty and fined $1,500; follow up audit to be conducted of his files in ninety (90) days from the date of the Order

Section: Section 34-27-36(a)(31); Rule 790-X-3-.04

Failed to maintain completed Estimated Closing Statements in the appropriate sales files.

Hearing Date: 8/22/2019

Action: Found guilty and fined $1,500; follow up audit to be conducted of his files in ninety (90) days from the date of the Order

Section: 34-27-36(a)(19); Rule 790-X-3-.14(3)

Current 2018 RECAD office policy statement was only signed by eighteen (18) of the seventy-nine (79) licensees at Coldwell Banker of the Valley.